Chapter 5: Control Charts for Attributes

Abstract:

Control charts for attributes in Statistical Process Control (SPC) monitor quality when data is counted (pass/fail, yes/no) rather than measured, using charts like P (proportion defective)np (number defective)C (number of nonconformities), and U (average number of nonconformities) to distinguish common (natural) variation from special (assignable) cause variation, helping maintain process stability. These charts plot data over time, showing if a process is stable (in control) or has unusual patterns (out of control). 
Types of Attribute Control Charts
  • P-Chart (Proportion Nonconforming): Tracks the fraction of defective items in samples, suitable for varying sample sizes.
  • np-Chart (Number Nonconforming): Monitors the actual count of defective items when sample sizes are constant.
  • C-Chart (Count of Nonconformities): Used for the total number of defects per unit (e.g., scratches on a part) when the sample size (unit) is constant.
  • U-Chart (Average Nonconformities per Unit): Tracks the average number of defects per unit when the unit size or sample size varies. 
How They Work
  1. Collect Data: Take samples at regular intervals, noting attributes (e.g., number of broken items).
  2. Calculate Centerline (Average): Determine the overall average or proportion of defects from historical data.
  3. Calculate Control Limits: Establish Upper Control Limits (UCL) and Lower Control Limits (LCL) (typically ±3 standard deviations from the centerline).
  4. Plot Data: Plot sample results over time on the chart.
  5. Analyze: Points outside the limits or specific patterns (runs, trends) signal special causes requiring investigation, indicating the process is out of statistical control. 
Key Use Cases
  • When quality characteristics can't be measured (e.g., good/bad, yes/no).
  • Monitoring defect rates, failure counts, or percentage of nonconforming products. 

So let's dive into the Chapter 5 Control Charts for Attributes


5.1 Introduction

In many practical situations, quality characteristics cannot be measured numerically but are instead classified or counted. Such data are known as attribute data. Examples include the number of defective items, presence or absence of defects, and count of defects per unit.

Statistical Process Control uses attribute control charts to monitor and control processes when variable measurement is not feasible. This chapter explains the different types of attribute control charts, their construction, interpretation, and applications.


5.2 Attribute Data and Attribute Control Charts

Attribute data are discrete in nature and usually fall into one of the following categories:

  • Defectives: Items classified as conforming or non-conforming

  • Defects: Number of flaws or imperfections on a unit

Attribute control charts are used to:

  • Monitor fraction or number of defectives

  • Monitor number of defects per unit


5.3 Classification of Attribute Control Charts

Attribute control charts are classified into two main groups:

A. Charts for Defectives

  1. p-chart – Fraction defective

  2. np-chart – Number of defectives

B. Charts for Defects

  1. c-chart – Number of defects

  2. u-chart – Defects per unit


5.4 p-Chart (Fraction Defective Chart)

5.4.1 Purpose

The p-chart is used to monitor the proportion of defective items in a process when sample sizes may vary.


5.4.2 Construction of p-Chart

Step 1: Collect samples of size n
Step 2: Count number of defectives (d)
Step 3: Calculate fraction defective

[
p = \frac{d}{n}
]

Step 4: Compute average fraction defective ((\bar{p}))


5.4.3 Control Limits for p-Chart

[
UCL_p = \bar{p} + 3 \sqrt{\frac{\bar{p}(1-\bar{p})}{n}}
]

[
CL_p = \bar{p}
]

[
LCL_p = \bar{p} - 3 \sqrt{\frac{\bar{p}(1-\bar{p})}{n}}
]

If LCL is negative, it is taken as zero.


5.5 np-Chart (Number of Defectives Chart)

5.5.1 Purpose

The np-chart monitors the number of defectives when sample size remains constant.


5.5.2 Control Limits for np-Chart

[
CL_{np} = n\bar{p}
]

[
UCL_{np} = n\bar{p} + 3\sqrt{n\bar{p}(1-\bar{p})}
]

[
LCL_{np} = n\bar{p} - 3\sqrt{n\bar{p}(1-\bar{p})}
]


5.6 c-Chart (Defects Chart)

5.6.1 Purpose

The c-chart is used to monitor the number of defects per unit when:

  • Inspection area is constant

  • Defects follow a Poisson distribution


5.6.2 Control Limits for c-Chart

[
CL_c = \bar{c}
]

[
UCL_c = \bar{c} + 3\sqrt{\bar{c}}
]

[
LCL_c = \bar{c} - 3\sqrt{\bar{c}}
]

If LCL is negative, it is set to zero.


5.7 u-Chart (Defects per Unit Chart)

5.7.1 Purpose

The u-chart is used when:

  • Sample sizes vary

  • Defects per unit need to be monitored


5.7.2 Control Limits for u-Chart

[
u = \frac{c}{n}
]

[
UCL_u = \bar{u} + 3\sqrt{\frac{\bar{u}}{n}}
]

[
CL_u = \bar{u}
]

[
LCL_u = \bar{u} - 3\sqrt{\frac{\bar{u}}{n}}
]


5.8 Interpretation of Attribute Control Charts

A process is considered out of control if:

  • Any point lies outside control limits

  • Sudden increase or decrease in defect rate

  • Non-random patterns appear

Investigation should focus on assignable causes.


5.9 Comparison of Attribute Control Charts

ChartMonitorsSample Size
p-chartFraction defectiveVariable
np-chartNumber of defectivesConstant
c-chartNumber of defectsConstant
u-chartDefects per unitVariable

5.10 Advantages and Limitations

Advantages

  • Simple and easy to apply

  • Suitable for go/no-go inspection

  • Useful where measurement is difficult

Limitations

  • Less sensitive than variable charts

  • Requires larger sample sizes

  • Limited diagnostic capability


5.11 Learning Objectives

After studying this chapter, the learner will be able to:

  • Differentiate between defectives and defects

  • Select appropriate attribute control charts

  • Construct and interpret p, np, c, and u charts

  • Identify out-of-control conditions


5.12 Review Questions

  1. What is attribute data?

  2. Differentiate between defectives and defects.

  3. Explain the construction of a p-chart.

  4. When is a u-chart preferred over a c-chart?

  5. State assumptions of attribute control charts.


5.13 Short Answer Questions (Exam Oriented)

  1. Define p-chart.

  2. What distribution is assumed in a c-chart?

  3. When is an np-chart used?

  4. What is (\bar{u})?


5.14 Summary

This chapter discussed control charts for attribute data, including p, np, c, and u charts. These charts are essential when quality characteristics cannot be measured numerically and provide effective monitoring of defectives and defects in a process.


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